Our client is a well regarded directly authorised, financial planning firm, that is looking for us to recruit a Managing Director
Currently, the business operates as one entity. However they are looking for a Managing Director to oversee the business being split into two separate entities, focused on wealth management and financial planning.
As part of the process, you will be the point of contact with the FCA on the change of control, therefore, it is imperative you have understanding of the regulation and processes involved. In addition, you will oversee the transition of their Financial Advisors and support staff, making decisions over which business the individuals will be best suited to going forward.
This will likely be offered on an initial contract basis, in line with completing this project. However, there is potential for this role to become permanent by you maintaining Director or Senior level status within one of the businesses
Due to the nature of the project, this would be much better suited to individuals with compliance / operations focus, rather than sales.
You will report to the CEO of the organisation, who will be on hand to guide you through the process
Managing Director Requirements
Managing Director Benefits