Managing Director vacancy for a respected DA IFA firm

The Specialists in Financial Services Recruitment

Job Details

Managing Director Office Manager / Operations Manager
Reference ID: 1275
  • Salary/OTESalary of £80,000 - £100,000
  • Vacancy LocationHome based
  • RemunerationEmployed
  • RegionLondon
Job description

Our client is a well regarded directly authorised, financial planning firm, that is looking for us to recruit a Managing Director

Currently, the business operates as one entity. However they are looking for a Managing Director to oversee the business being split into two separate entities, focused on wealth management and financial planning.

As part of the process, you will be the point of contact with the FCA on the change of control, therefore, it is imperative you have understanding of the regulation and processes involved. In addition, you will oversee the transition of their Financial Advisors and support staff, making decisions over which business the individuals will be best suited to going forward.

This will likely be offered on an initial contract basis, in line with completing this project. However, there is potential for this role to become permanent by you maintaining Director or Senior level status within one of the businesses

Due to the nature of the project, this would be much better suited to individuals with compliance / operations focus, rather than sales.

You will report to the CEO of the organisation, who will be on hand to guide you through the process

Managing Director Requirements

  • You must have held Director or Senior Executive level positions within the financial planning industry
  • Individuals who have held FCA Senior functions such as CF1 status or regular dialogue with the FCA regarding change of permissions / control is highly preferable
  • You must have an excellent understanding of the FCA regulation

Managing Director Benefits

  • Salary of circa £80,000 - £100,000
  • Likely offered on a contract basis with potential to become permanent
  • Could consider full-time or part-time hours
  • The business utilises technology therefore can assist remote working, however it is likely you will be required to attend meetings at their office in person


Home based

Call us now on 0208 0044 154 or click Apply

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