Group Compliance & Operations Director

Job Details

Reference ID 1891
Vacancy Location North Somerset
Job sector
Job type
Remuneration Salary of £80,000 - £100,000 subject to experience and qualifications plus bonus


Our client is seeking to add a highly experienced
Group Operations and Compliance Director to their team.

This is a unique opportunity to join a highly
respected Chartered Financial Advice business. The group consists of a
Financial Planning, Wealth Management and DFM arm who specialise in provide
high quality financial Advice to HNW and UNW Clients.

As Group Operations and Compliance Director you will
be required to hold the SMF16, SMF17 and SMF3 functions. You will be tasked
with streamlining and innovating the operational and compliance processes and
procedures throughout the business to boost profitability. The businesses are
now entering a period of growth so you will be responsible for ensuring robust
regulatory compliance procedures are in place.

Additionally, you will be responsible for developing,
improving and overseeing the implementation of company policies and procedures
to ensure the wider organization remains efficient and profitable. 

You will join the board of directors and be reporting
directly to the Managing Director and Chief Executive.

Group Operations and Compliance Director Benefits

  • You must have held SMF16 and SMF17
  • You must hold minimum level 4 Diploma in Financial Planning or equivalent
    (Chartered preferred)
  • You should have a broad range of knowledge on financial advice and investment
  • You should have strong planning and project management skills.
  • You should have excellent team leadership and communication skills


Our client has been established for over 40 years,
providing Wealth Management, Financial Planning and DFM services to c600
clients. They have £400m FuM and have plans to continue

Group Operations and Compliance Director Benefits

  • Salary of £80,000 – £100,000 subject to experience and
    qualifications plus bonus
  • Plus company benefits of 4x DIS, long term sickness cover, 5%
    matched pension contribution and Bupa private healthcare
  • Office based role with potential flexibility
  • Normal working hours


North Somerset

Call us
now on 0208 0044 154 or click Apply

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