Compliance Analyst

This remote based Compliance Analyst job provides
opportunity to join a multi-award winning asset management firm. The vacancy is
available due to the business rapidly expanding, whereby you will report
directly into the Compliance Director and you will work closely with the CEO.

As Compliance Analyst, you will play in a critical part in
the company’s adherence to their compliance policies and processes. The
business have a broad range of MPS portfolios with track records going back
nearly 20 years, plus flagship unitised funds with records of nearly 5 years.

Your duties will include:

• Design and update internal compliance policies
  and procedures
• Assist in the implementation of internal
  policies and procedures including the review of financial promotions
• Monitor the activities and processes across key
  business functions (Multi-asset OEIC, Model Portfolio Service and white-labelled
  platform)
• Conduct regular internal audits to assess the
  effectiveness of compliance program
• Identify areas for improvement
• Identify and assess risks and implement risk
  mitigation where appropriate
• Contribute towards monthly, quarterly and annual
  internal reports 

As this is a new role, there may be some adaptations to the
above duties and support required on specific projects

Compliance Analyst Requirements

• You must have minimum 5 years experience within
  asset management compliance
• Ideally with experience of MPS and Funds
• You ideally should hold CISI qualifications (similar
  industry qualifications considered)
• You must be confident working independently and
  well within a team

Compliance Analyst Benefits

• Salary of £60,000 – £70,000
• Plus
  company benefits including 4x DIS, PMI, Group Income Protection, Employee
  Assistance programme, medicash, 5% pension (company matched up to 10%),
  discretionary bonus of 10% and 28 days holiday + bank holidays, rising up
  to 30 days
• Home based role with once or twice a week in London
  (travel costs reimbursed)
• Exciting opportunity to join a rapidly growing
  business

Location

Home based

Call
us now on 0208 0044 154 or click Apply

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