Compliance Manager job in Bristol - working with growing IFA firm

The Specialists in Financial Services Recruitment

Job Details

Compliance Manager Compliance Manager
Reference ID: 852
  • Salary/OTESalary of £40,000 - £50,000
  • Vacancy LocationBristol
  • RemunerationEmployed
  • RegionSouth West
Job description

Are you an experienced Compliance Manager within financial planning looking to join a growing IFA firm in Bristol?

As a Compliance Manager you will be focused on ensuring the ongoing compliance and staff competency for the business. Your duties will include:

  • Actively manage the firms compliance with FCA principles, rules and guidance
  • Identify areas for development in the business and to improve MI
  • Keeping up-to-date with regulatory changes
  • Ensure the submission of regulatory returns are completed to high standard and in a timely manner
  • Produce annual compliance report for Senior Management
  • Manage the firm’s relationship with the FCA and work with the regulator
  • Assist the Directors on any relevant projects or tasks

Compliance Manager Requirements

  • You should be an experienced Compliance Manager within IFA / financial planning firms
  • You should have strong knowledge of current regulations and legislation and have high attention to detail
  • Ideally, you should be Level 4 Diploma qualified, but not essential

The Company

Our client is a Directly Authorised Independent Financial Advisory firm established in 2009, that has grown organically and through acquisitions. They are a forward-thinking firm that are looking to continue building their team of quality, professional IFAs.

Compliance Manager Benefits

  • Salary of £40,000 - £50,000 depending on experience
  • Plus company benefits of pension, DIS, PHI, health insurance
  • In addition, as a company they would support you with development by paying for your exams and study material
  • Office based role with normal working hours, with option to work from home when it suits the business



Call us now on 0208 0044 154 or click Apply 

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